Position: Internal Auditor / Compliance Auditor

Qualification: CA with Mutual Fund experience of more than 5 years.

Area: Compliance, Internal Audit, Risk Management

Location: Mumbai

Roles & Responsibilities: - 

1. Setting up of investment limits for schemes of Mutual Fund, SIF, AIF.
2. Coordinating with Internal auditors and finalising the internal audit reports.
3. Reviewing other audit reports like Cyber Audit, Systems audit, etc.
4. Preparation of Audit Committee agendas, minutes, etc.
5. Handling SEBI Inspection including offsite inspection.  
6. Defining and carrying out Monitoring activities in critical areas.
7. Helping other functions in improvising the processes including exploring feasibility of automation.
8. Complete oversight and handling of over other activities of compliance function and guiding team wherever required.