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<p><span style="font-size:12pt"><span style="tab-stops:122.4pt 329.4pt 443.1pt"><span style="font-family:"Times New Roman",serif"><b><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif">1. Function:</span></span></b></span></span></span></p>
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<p><span style="font-size:12pt"><span style="tab-stops:122.4pt 329.4pt 443.1pt"><span style="font-family:"Times New Roman",serif"><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif">RISK</span></span></span></span></span></p>
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<p><span style="font-size:12pt"><span style="tab-stops:122.4pt 329.4pt 443.1pt"><span style="font-family:"Times New Roman",serif"><b><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif">2. Reporting to (Title):</span></span></b></span></span></span></p>
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<p><span style="font-size:12pt"><span style="tab-stops:122.4pt 329.4pt 443.1pt"><span style="font-family:"Times New Roman",serif"><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif">Chief Risk Officer (CRO)</span></span></span></span></span></p>
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<p><span style="font-size:12pt"><span style="tab-stops:122.4pt 329.4pt 443.1pt"><span style="font-family:"Times New Roman",serif"><b><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif">3. Location:</span></span></b></span></span></span></p>
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<p><span style="font-size:12pt"><span style="tab-stops:122.4pt 329.4pt 443.1pt"><span style="font-family:"Times New Roman",serif"><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif">Mumbai</span></span></span></span></span></p>
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<p><span style="font-size:12pt"><span style="font-family:"Times New Roman",serif"><b><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif"><span style="color:#0f243e">Job Purpose</span></span></span></b></span></span></p>
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<p style="text-align:justify"><span style="font-size:12pt"><span style="font-family:"Times New Roman",serif"><span style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif"><span style="color:#0f243e">The Risk Management Resource will support the Chief Risk Officer in identification, assessment, and mitigation of risks in the organization's investment portfolios. This position entails the surveillance of the market environment, the provision of strategic insights to optimise risk-adjusted returns, and the assurance of investment compliance with regulatory frameworks. Will collaborate closely with senior management, fellow risk officers, compliance officers, and investment teams to guarantee sustainable growth and protect the organization's assets.</span></span></span></span></span></p>
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<h1><span style="font-size:10pt"><span style="font-family:Arial,sans-serif"><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif"><span style="color:black">Key Roles & Responsibilities </span></span></span></span></span></h1>
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<p style="text-align:justify"><span style="font-size:12pt"><span style="font-family:"Times New Roman",serif"><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif">Support the Chief Risk Officer in - </span></span></span></span></p>
<p style="text-align:justify"><span style="font-size:12pt"><span style="font-family:"Times New Roman",serif"><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif">1. Risk Identification and Assessment:</span></span></span></span></p>
<p style="text-align:justify"><span style="font-size:12pt"><span style="font-family:"Times New Roman",serif"><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif"> - Analyze potential risks including market, credit, operational, liquidity, and regulatory risks.</span></span></span></span></p>
<p style="text-align:justify"><span style="font-size:12pt"><span style="font-family:"Times New Roman",serif"><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif"> - Evaluate investment portfolios to assess exposure to various risk factors.</span></span></span></span></p>
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<p style="text-align:justify"><span style="font-size:12pt"><span style="font-family:"Times New Roman",serif"><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif">2. Risk Mitigation:</span></span></span></span></p>
<p style="text-align:justify"><span style="font-size:12pt"><span style="font-family:"Times New Roman",serif"><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif"> - Implement risk mitigation strategies and support in implementation of risk limits in systems.</span></span></span></span></p>
<p style="text-align:justify"><span style="font-size:12pt"><span style="font-family:"Times New Roman",serif"><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif"> - Support in implementation of various Risk Projects.</span></span></span></span></p>
<p style="text-align:justify"><span style="font-size:12pt"><span style="font-family:"Times New Roman",serif"><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif"> - Collaborate with the investment team to ensure risk considerations are incorporated into portfolio decisions.</span></span></span></span></p>
<p style="text-align:justify"><span style="font-size:12pt"><span style="font-family:"Times New Roman",serif"><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif"> - implement solutions to ensure the investment of the model portfolios for the individual clients is effective and outliers are flagged for review and action to be taken</span></span></span></span></p>
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<p style="text-align:justify"><span style="font-size:12pt"><span style="font-family:"Times New Roman",serif"><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif">3. Change Management: </span></span></span></span></p>
<p style="text-align:justify"><span style="font-size:12pt"><span style="font-family:"Times New Roman",serif"><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif"> - Contribute and support the CRO in review of new products, process and activity.</span></span></span></span></p>
<p style="text-align:justify"><span style="font-size:12pt"><span style="font-family:"Times New Roman",serif"> </span></span></p>
<p style="text-align:justify"><span style="font-size:12pt"><span style="font-family:"Times New Roman",serif"><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif">3. Investment Regulatory Compliance:</span></span></span></span></p>
<p style="text-align:justify"><span style="font-size:12pt"><span style="font-family:"Times New Roman",serif"><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif"> - Ensure that all risk management activities adhere to relevant regulations and internal policies.</span></span></span></span></p>
<p style="text-align:justify"><span style="font-size:12pt"><span style="font-family:"Times New Roman",serif"><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif"> - Review the evolving regulatory changes and implement the same as appropriate.</span></span></span></span></p>
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<p style="text-align:justify"><span style="font-size:12pt"><span style="font-family:"Times New Roman",serif"><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif">4. Risk Monitoring and Reporting:</span></span></span></span></p>
<p style="text-align:justify"><span style="font-size:12pt"><span style="font-family:"Times New Roman",serif"><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif"> - Prepare detailed risk reports for senior management, providing actionable insights and recommendations.</span></span></span></span></p>
<p style="text-align:justify"><span style="font-size:12pt"><span style="font-family:"Times New Roman",serif"><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif"> - Develop risk models and stress-testing scenarios to measure potential impacts on the portfolio.</span></span></span></span></p>
<p style="text-align:justify"><span style="font-size:12pt"><span style="font-family:"Times New Roman",serif"><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif">- Continuously monitor market conditions, investment trends, and risk exposures.</span></span></span></span></p>
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<p style="text-align:justify"><span style="font-size:12pt"><span style="font-family:"Times New Roman",serif"><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif">5. Support in Operational Risk and Internal Audit activities: </span></span></span></span></p>
<p style="text-align:justify"><span style="font-size:12pt"><span style="font-family:"Times New Roman",serif"><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif"> - Support the Chief Risk Officer in Operational Risk and Internal Audit Engagements.</span></span></span></span></p>
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<li><span style="font-size:12pt"><span style="font-family:"Times New Roman",serif"><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif">Strong analytical skills, with experience in using risk models, quantitative analysis, and stress testing.</span></span></span></span></li>
<li><span style="font-size:12pt"><span style="font-family:"Times New Roman",serif"><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif">Excellent communication skills with the ability to convey complex risk information clearly to non-technical stakeholders.</span></span></span></span></li>
<li><span style="font-size:12pt"><span style="font-family:"Times New Roman",serif"><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif">Proficiency in risk management software and tools like Bloomberg, FACTSET, Barra etc.</span></span></span></span></li>
<li><span style="font-size:12pt"><span style="font-family:"Times New Roman",serif"><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif">Computer Proficiency (MS Word, Excel)</span></span></span></span></li>
<li><span style="font-size:12pt"><span style="font-family:"Times New Roman",serif"><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif">Presentation Skills</span></span></span></span></li>
<li><span style="font-size:12pt"><span style="font-family:"Times New Roman",serif"><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif">Report Writing & Documentation</span></span></span></span></li>
<li><span style="font-size:12pt"><span style="font-family:"Times New Roman",serif"><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif">Sound Knowledge on Key Regulations: SEBI- Wealth Managers, RIA, Mutual Funds, etc.</span></span></span></span></li>
<li><span style="font-size:12pt"><span style="font-family:"Times New Roman",serif"><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif">Understanding of the regulatory landscape applicable to both the WMC and an AMC in India is desirable</span></span></span></span></li>
<li><span style="font-size:12pt"><span style="font-family:"Times New Roman",serif"><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif">Can demonstrate understanding of investment markets and ex-ante portfolio risk management techniques, to be an effective risk manager for the multi-asset portfolio solutions that the WMC will be constructing for our clients.</span></span></span></span></li>
<li><span style="font-size:12pt"><span style="font-family:"Times New Roman",serif"><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif">Demonstration of experience interacting with SEBI on risk management topics is a nice to have.</span></span></span></span></li>
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<p><span style="font-size:12pt"><span style="font-family:"Times New Roman",serif"><b><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif">Minimum Qualification</span></span></b></span></span></p>
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<p><span style="font-size:12pt"><span style="font-family:"Times New Roman",serif"><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif">Bachelor’s degree in finance, economics, mathematics, or a related field (Master’s degree or professional certifications such as FRM, CFA is a plus).</span></span></span></span></p>
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<p><span style="font-size:12pt"><span style="font-family:"Times New Roman",serif"><b><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif">Number of years of experience</span></span></b></span></span></p>
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<p><span style="font-size:12pt"><span style="font-family:"Times New Roman",serif"><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif">7 - 10 years of experience in risk management, preferably within an investment management or financial services organization.</span></span></span></span></p>
<p><span style="font-size:12pt"><span style="font-family:"Times New Roman",serif"><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif">Could be from an Investments / analytics background.</span></span></span></span></p>
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<p><span style="font-size:12pt"><span style="font-family:"Times New Roman",serif"><b><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif">Experience</span></span></b></span></span></p>
<p><span style="font-size:12pt"><span style="font-family:"Times New Roman",serif"><b><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif">(Specific to any organization)</span></span></b></span></span></p>
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<p><span style="font-size:12pt"><span style="font-family:"Times New Roman",serif"><span lang="EN-US" style="font-size:11.0pt"><span style="font-family:"Calibri",sans-serif">Wealth Management preferred, Mutual Funds, PMS, Alternates.</span></span></span></span></p>
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