At least 10 – 12 years of prior mutual fund experience in handling Mid & Back office Operations / Banking / Investor services and related activities

 

Treasury / Back office operations, Banking Operations, Custody trade and settlement Operations, Investor Services, R&T Operations, Fund Accounting, Unit Administration etc.

 Hands on operations experience in additional products such as ETFs, Passives, Index Funds, New age digital payment gateways, etc.

 Managing service providers - custody & FA relationship, RTA including call center, Banking, monitoring their SLA’s

 Managing audits – Internal, Statutory, Regulatory

 AMC Branch coordination - to exercise daily controls, ensure minimal complaints and quick resolution

 Review the existing policies and guidelines on an ongoing basis including policies and guidelines updations as per regulatory and internal norms

 Team management

 Update and implement necessary changes in process flow basis updates from regulatory bodies like SEBI and AMFI for changes in guidelines

 Work closely with other Business Heads of investments, technology, risk, products, sales to analyze and identify process gaps, if any and drive solutions

 Cash management function, i.e. coordinating with various Asset Management Company (AMC) branch locations / RTA locations / Banks / Stock Exchanges for daily inflows / outflows of funds

 Exercise control over various reconciliations provided by service providers such as mutual fund bank accounts, unit capital for schemes of mutual fund