<p style="margin-bottom:11px"><span style="font-size:12pt"><span style="line-height:115%"><span style="font-family:Calibri,sans-serif"><b>Position:</b>&nbsp;Internal Auditor / Compliance Auditor</span></span></span></p> <p style="margin-bottom:11px"><span style="font-size:12pt"><span style="line-height:115%"><span style="font-family:Calibri,sans-serif"><b>Qualification:</b>&nbsp;CA with Mutual Fund experience of more than 5 years.</span></span></span></p> <p style="margin-bottom:11px"><span style="font-size:12pt"><span style="line-height:115%"><span style="font-family:Calibri,sans-serif"><b>Area:</b>&nbsp;Compliance, Internal Audit, Risk Management</span></span></span></p> <p style="margin-bottom:11px"><span style="font-size:12pt"><span style="line-height:115%"><span style="font-family:Calibri,sans-serif"><b>Location:</b>&nbsp;Mumbai<br /> <br /> <b>Roles &amp; Responsibilities: -&nbsp;</b></span></span></span></p> <ol> <li style="margin-bottom:11px"><span style="font-size:12pt"><span style="tab-stops:list 36.0pt"><span style="line-height:115%"><span style="font-family:Calibri,sans-serif">Setting up of investment limits for schemes of Mutual Fund, SIF, AIF.</span></span></span></span></li> <li style="margin-bottom:11px"><span style="font-size:12pt"><span style="tab-stops:list 36.0pt"><span style="line-height:115%"><span style="font-family:Calibri,sans-serif">Coordinating with Internal auditors and finalising the internal audit reports.</span></span></span></span></li> <li style="margin-bottom:11px"><span style="font-size:12pt"><span style="tab-stops:list 36.0pt"><span style="line-height:115%"><span style="font-family:Calibri,sans-serif">Reviewing other audit reports like Cyber Audit, Systems audit, etc.</span></span></span></span></li> <li style="margin-bottom:11px"><span style="font-size:12pt"><span style="tab-stops:list 36.0pt"><span style="line-height:115%"><span style="font-family:Calibri,sans-serif">Preparation of Audit Committee agendas, minutes, etc.</span></span></span></span></li> <li style="margin-bottom:11px"><span style="font-size:12pt"><span style="tab-stops:list 36.0pt"><span style="line-height:115%"><span style="font-family:Calibri,sans-serif">Handling SEBI Inspection including offsite inspection. &nbsp;</span></span></span></span></li> <li style="margin-bottom:11px"><span style="font-size:12pt"><span style="tab-stops:list 36.0pt"><span style="line-height:115%"><span style="font-family:Calibri,sans-serif">Defining and carrying out Monitoring activities in critical areas.</span></span></span></span></li> <li style="margin-bottom:11px"><span style="font-size:12pt"><span style="tab-stops:list 36.0pt"><span style="line-height:115%"><span style="font-family:Calibri,sans-serif">Helping other functions in improvising the processes including exploring feasibility of automation.</span></span></span></span></li> <li style="margin-bottom:11px"><span style="font-size:12pt"><span style="tab-stops:list 36.0pt"><span style="line-height:115%"><span style="font-family:Calibri,sans-serif">Complete oversight and handling of over other activities of compliance function and guiding team wherever required.</span></span></span></span></li> </ol> <p style="margin-bottom:11px">&nbsp;</p>