Chief Compliance Officer

Company Overview

Shine Star Build - Cap Pvt. Ltd. is an RBI-regulated Non-Banking Financial Company (NBFC) established in 1995. The company specializes in structured financing and customized lending solutions for corporates, MSMEs, and startups. Its key offerings include promoter financing, private equity (PE) buyouts, acquisition and Mergers & Acquisitions (M&A) financing, growth capital, working capital, and special-situation funding. Shine Star Build focuses on swift fund disbursal and tailored financial solutions, serving prominent enterprises such as GMR and Max Healthcare.

Job Summary

The Chief Compliance Officer (CCO) will be responsible for ensuring the company's adherence to all regulatory requirements set forth by the Reserve Bank of India (RBI) and other relevant authorities. The role involves overseeing compliance monitoring, regulatory reporting, and conducting audits to maintain the company's regulatory standing. The CCO will update and implement compliance policies, ensure readiness for RBI inspections, and stay abreast of regulatory changes affecting the NBFC sector.

Responsibilities

• Ensure full compliance with RBI guidelines, NBFC regulations, and regulatory reporting requirements.
• Develop, update, and implement compliance policies and procedures aligned with regulatory standards.
• Monitor ongoing compliance activities, including KYC (Know Your Customer), AML (Anti-Money Laundering), and other regulatory requirements.
• Prepare for and coordinate regulatory audits, inspections, and RBI examinations.
• Conduct compliance training and awareness programs for staff to ensure regulatory adherence.
• Stay updated on changes in RBI regulations and industry best practices, and communicate these changes across the organization.

Qualifications

• Proven experience in compliance management within an RBI-regulated NBFC.
• Strong understanding of RBI guidelines, NBFC regulations, and regulatory reporting.
• Hands-on experience with KYC/AML procedures and compliance monitoring.
• Knowledge of regulatory audits and RBI inspection processes.
• Excellent understanding of financial regulations and risk management.
• Educational qualifications: Bachelor’s degree in Finance, Law, Business Administration, or related field; professional certifications such as CAMS (Certified Anti-Money Laundering Specialist) or equivalent preferred.
• Strong analytical, organizational, and communication skills.

Preferred Skills

• Experience with compliance software and regulatory reporting tools.
• Ability to interpret complex regulatory requirements and implement effective compliance strategies.
• Leadership skills to manage a compliance team.
• Proactive approach to regulatory changes and risk mitigation.
• Prior experience in a fast-paced NBFC environment.

Experience

• Minimum of 8-10 years of relevant experience in compliance management within an RBI-regulated NBFC or financial institution.
• Demonstrated success in managing regulatory audits, inspections, and compliance programs.

Environment

The role is based in Delhi, with a typical office setting. The position may require occasional travel for regulatory audits, inspections, or training sessions. The work environment is professional, fast-paced, and compliance-driven, emphasizing accuracy, confidentiality, and adherence to regulatory standards.

Salary

Not specified.

GrowthOpportunities

Not specified.

Benefits

Not specified.