AVP Compliance | Scrabble & Jigsaw

Posted on 02-08-2024

Job Description

Regulatory Compliance
MIS Reporting to Board of Trustees & AMC
Regulatory Reporting on behalf of the AMC and Trustees
Resolving Compliance related issues with department/ Official concerned
Registration / Renewal of licenses with Regulatory Authority
Handling Internal and Statutory audit requirements pertaining to the function and supporting the Compliance officer in handling SEBI Inspection
Streamlining processes and documents as per compliance requirements
Legal work covering drafting/perusing of various Agreements, documents, Investor Complaints and Arbitrations, etc.
Organizational Level training on Compliance requirements
Adhering to various Regulatory requirements
Reviewing Marketing materials
Monitoring of PMLA requirements

Strong support to compliance head to drive the function effectively