AVP Compliance | Scrabble & Jigsaw
Posted on August 2, 2024
Job Description
<ul>
<li style="margin-bottom:11px"><span style="font-size:11pt"><span style="line-height:115%"><span style="tab-stops:list 18.0pt"><span style="font-family:Calibri,sans-serif"><span style="font-size:10.0pt"><span style="line-height:115%"><span style="font-family:"Arial Narrow",sans-serif"><span style="color:black">Regulatory Compliance</span></span></span></span></span></span></span></span></li>
<li style="margin-bottom:11px"><span style="font-size:11pt"><span style="line-height:115%"><span style="tab-stops:list 18.0pt"><span style="font-family:Calibri,sans-serif"><span style="font-size:10.0pt"><span style="line-height:115%"><span style="font-family:"Arial Narrow",sans-serif"><span style="color:black">MIS Reporting to Board of Trustees & AMC</span></span></span></span></span></span></span></span></li>
<li style="margin-bottom:11px"><span style="font-size:11pt"><span style="line-height:115%"><span style="tab-stops:list 18.0pt"><span style="font-family:Calibri,sans-serif"><span style="font-size:10.0pt"><span style="line-height:115%"><span style="font-family:"Arial Narrow",sans-serif"><span style="color:black">Regulatory Reporting on behalf of the AMC and Trustees</span></span></span></span></span></span></span></span></li>
<li style="margin-bottom:11px"><span style="font-size:11pt"><span style="line-height:115%"><span style="tab-stops:list 18.0pt"><span style="font-family:Calibri,sans-serif"><span style="font-size:10.0pt"><span style="line-height:115%"><span style="font-family:"Arial Narrow",sans-serif"><span style="color:black">Resolving Compliance related issues with department/ Official concerned</span></span></span></span></span></span></span></span></li>
<li style="margin-bottom:11px"><span style="font-size:11pt"><span style="line-height:115%"><span style="tab-stops:list 18.0pt"><span style="font-family:Calibri,sans-serif"><span style="font-size:10.0pt"><span style="line-height:115%"><span style="font-family:"Arial Narrow",sans-serif"><span style="color:black">Registration / Renewal of licenses with Regulatory Authority</span></span></span></span></span></span></span></span></li>
<li style="margin-bottom:11px"><span style="font-size:11pt"><span style="line-height:115%"><span style="tab-stops:list 18.0pt"><span style="font-family:Calibri,sans-serif"><span style="font-size:10.0pt"><span style="line-height:115%"><span style="font-family:"Arial Narrow",sans-serif"><span style="color:black">Handling Internal and Statutory audit requirements pertaining to the function and supporting the Compliance officer in handling SEBI Inspection</span></span></span></span></span></span></span></span></li>
<li style="margin-bottom:11px"><span style="font-size:11pt"><span style="line-height:115%"><span style="tab-stops:list 18.0pt"><span style="font-family:Calibri,sans-serif"><span style="font-size:10.0pt"><span style="line-height:115%"><span style="font-family:"Arial Narrow",sans-serif"><span style="color:black">Streamlining processes and documents as per compliance requirements</span></span></span></span></span></span></span></span></li>
<li style="margin-bottom:11px"><span style="font-size:11pt"><span style="line-height:115%"><span style="tab-stops:list 18.0pt"><span style="font-family:Calibri,sans-serif"><span style="font-size:10.0pt"><span style="line-height:115%"><span style="font-family:"Arial Narrow",sans-serif"><span style="color:black">Legal work covering drafting/perusing of various Agreements, documents, Investor Complaints and Arbitrations, etc.</span></span></span></span></span></span></span></span></li>
<li style="margin-bottom:11px"><span style="font-size:11pt"><span style="line-height:115%"><span style="tab-stops:list 18.0pt"><span style="font-family:Calibri,sans-serif"><span style="font-size:10.0pt"><span style="line-height:115%"><span style="font-family:"Arial Narrow",sans-serif"><span style="color:black">Organizational Level training on Compliance requirements</span></span></span></span></span></span></span></span></li>
<li style="margin-bottom:11px"><span style="font-size:11pt"><span style="line-height:115%"><span style="tab-stops:list 18.0pt"><span style="font-family:Calibri,sans-serif"><span style="font-size:10.0pt"><span style="line-height:115%"><span style="font-family:"Arial Narrow",sans-serif"><span style="color:black">Adhering to various Regulatory requirements</span></span></span></span></span></span></span></span></li>
<li style="margin-bottom:11px"><span style="font-size:11pt"><span style="line-height:115%"><span style="tab-stops:list 18.0pt"><span style="font-family:Calibri,sans-serif"><span style="font-size:10.0pt"><span style="line-height:115%"><span style="font-family:"Arial Narrow",sans-serif"><span style="color:black">Reviewing Marketing materials</span></span></span></span></span></span></span></span></li>
<li style="margin-bottom:11px"><span style="font-size:11pt"><span style="line-height:115%"><span style="tab-stops:list 18.0pt"><span style="font-family:Calibri,sans-serif"><span style="font-size:10.0pt"><span style="line-height:115%"><span style="font-family:"Arial Narrow",sans-serif"><span style="color:black">Monitoring of PMLA requirements</span></span></span></span></span></span></span></span></li>
</ul>
<span style="font-size:10.0pt"><span style="line-height:107%"><span style="font-family:"Arial Narrow",sans-serif"><span style="color:black">Strong support to compliance head to drive the function effectively</span></span></span></span>