Job Specifications Role Designation: Compliance MF Function: Support Department: Compliance Company: MOAMC Reporting to: AVP /Sr. Manager – Compliance Location: Mumbai Job Purpose To ensure full compliance with the Prevention of Money Laundering Act (PMLA), 2002 and SEBI (Mutual Funds) Regulations concerning AML/CFT obligations. The role is critical to ensuring that all investor onboarding, transaction monitoring, and reporting processes meet regulatory requirements, mitigate reputational risk, and prevent financial crimes Key Deliverables  Ensure compliance with the PMLA, SEBI Master Circular on AML Standards/CFT/Obligations of Intermediaries, and other applicable laws.  Act as a key liaison with SEBI and FIU-IND for AML-related filings and inspections.  Regularly review and update the AMC’s AML/CFT policies and procedures.  Ensure compliance with SEBI’s KYC Registration Agency (KRA) norms.  Investigate red flags and initiate timely filing of Suspicious Transaction Reports (STRs) and Cash Transaction Reports (CTRs) to FIU-IND.  Conduct periodic AML training and sensitization for all business units, distributors, and senior management.  Ensure retention of KYC and transaction records in line with SEBI and PMLA guidelines.  Conduct periodic AML training and sensitization for all business units, distributors, and senior management.  Promote awareness of typologies, red flags, and global AML/CFT developments. Role Requirements o Educational Qualifications: CA / CS / LLB o Experience: 7+ Years in MF Compliance o Domain Knowledge: Knowledge of SEBI Mutual Funds related Regulations on Capital Market etc. o Strong knowledge of SEBI mutual fund regulations, PMLA, and related circulars. o Familiarity with KYC platforms (KRA, CKYC), AML monitoring tools, and reporting portals (FIU-IND) o IT Skills: MILES