This role is a key compliance risk management role that has a broad remit and responsibilities for<br /> leading implementation and management of all aspects of compliance, including impact analysis of<br /> regulatory changes and driving coordination and execution of the various compliance work streams<br /> for AMIN, while ensuring alignment with HSBC framework.<br />  The role requires strong partnership with the entity’s business team, interfaces with both risk and<br /> general Compliance and has responsibility for driving the implementation of policies relevant to<br /> asset management. The role will monitor and track the progress of various work streams and<br /> initiatives underway which fall under the umbrella of compliance, provide policy/regulatory advices<br /> to address the risks associated AMIN business.<br />  The role will also need to stay at the forefront of the local regulatory changes to ensure proactive<br /> communication with business and develop appropriate policy and framework to manage the<br /> changes in the entity.<br />  Identification of compliance risks and potential impacts on the business and provide guidance to<br /> business on compliance advisory requirements;<br />  Establishing and implementing Group standards and policies to ensure business’s exposure to<br /> current risks and emerging risk is managed appropriately.<br />  Conducting periodic compliance reviews of key functions and 3rd party service providers;<br />  Monitoring of regulatory compliance areas pertaining to market abuse controls, investment<br /> restrictions, marketing material reviews, including website content &amp; investor communication;<br />  Timely and efficient submission of various compliance reporting to the Group and regulatory<br /> submissions. This also includes providing timely and relevant risk information to senior<br /> management and governance forums;<br />  Liaison with relevant stakeholders, including Regulators and industry bodies, on all compliance<br /> related matters;<br />  Assisting LCO in discharging his/her regulatory obligations by identifying and containing<br /> compliance risks by monitoring, escalation, reporting, certification, etc and fostering a compliance<br /> culture within the entity.