<p><span style="font-size:11pt"><span style="background:white"><span style="line-height:normal"><span style="font-family:Calibri,sans-serif"><span lang="EN-US" style="font-size:12.0pt"><span style="color:#222222">The Chief Compliance Officer is also Anti-Financial Crime Officer (AFCO) and Money Laundering Reporting Officer (MLRO).</span></span></span></span></span></span></p> <p><span style="font-size:11pt"><span style="background:white"><span style="line-height:normal"><span style="font-family:Calibri,sans-serif">&nbsp;</span></span></span></span></p> <p><span style="font-size:11pt"><span style="background:white"><span style="line-height:normal"><span style="font-family:Calibri,sans-serif"><span lang="EN-US" style="font-size:12.0pt"><span style="color:#222222">The CCO is responsible to:</span></span></span></span></span></span></p> <ul> <li style="margin-right:2px; text-align:justify; margin-bottom:11px"><span style="font-size:11pt"><span style="background:white"><span style="line-height:normal"><span style="tab-stops:list 36.0pt"><span style="font-family:Calibri,sans-serif"><span lang="EN-US" style="font-size:12.0pt"><span style="color:#222222">Oversee the compliance with the applicable regulation</span></span></span></span></span></span></span></li> <li style="margin-right:2px; text-align:justify; margin-bottom:11px"><span style="font-size:11pt"><span style="background:white"><span style="line-height:normal"><span style="tab-stops:list 36.0pt"><span style="font-family:Calibri,sans-serif"><span lang="EN-US" style="font-size:12.0pt"><span style="color:#222222">Provide advisory and support to the local Executives and different Business Units on compliance matters and risks</span></span></span></span></span></span></span></li> <li style="margin-right:2px; text-align:justify; margin-bottom:11px"><span style="font-size:11pt"><span style="background:white"><span style="line-height:normal"><span style="tab-stops:list 36.0pt"><span style="font-family:Calibri,sans-serif"><span lang="EN-US" style="font-size:12.0pt"><span style="color:#222222">Manage the Compliance Function in accordance with the applicable external and internal regulations, and in accordance with the Group Compliance Management System Policy, Group Compliance Operating Model and relevant Group Anti-Financial Crime (AFC) policies</span></span></span></span></span></span></span></li> <li style="margin-right:2px; text-align:justify; margin-bottom:11px"><span style="font-size:11pt"><span style="background:white"><span style="line-height:normal"><span style="tab-stops:list 36.0pt"><span style="font-family:Calibri,sans-serif"><span lang="EN-US" style="font-size:12.0pt"><span style="color:#222222">Perform compliance risk identification, assessment, advising on the identification of mitigation actions and support</span></span> <span lang="EN-US" style="font-size:12.0pt"><span style="color:#222222">on the identification on potential remedial actions</span></span></span></span></span></span></span></li> <li style="margin-right:2px; text-align:justify; margin-bottom:11px"><span style="font-size:11pt"><span style="background:white"><span style="line-height:normal"><span style="tab-stops:list 36.0pt"><span style="font-family:Calibri,sans-serif"><span lang="EN-US" style="font-size:12.0pt"><span style="color:#222222">Perform second level controls, including test of control design and effectiveness</span></span></span></span></span></span></span></li> <li style="margin-right:2px; text-align:justify; margin-bottom:11px"><span style="font-size:11pt"><span style="background:white"><span style="line-height:normal"><span style="tab-stops:list 36.0pt"><span style="font-family:Calibri,sans-serif"><span lang="EN-US" style="font-size:12.0pt"><span style="color:#222222">Perform reporting obligations to Group/Regional Compliance, local management, Risk Committee and local Board of Directors (BoD)</span></span></span></span></span></span></span></li> <li style="margin-right:2px; text-align:justify; margin-bottom:11px"><span style="font-size:11pt"><span style="background:white"><span style="line-height:normal"><span style="tab-stops:list 36.0pt"><span style="font-family:Calibri,sans-serif"><span lang="EN-US" style="font-size:12.0pt"><span style="color:#222222">Ensure the implementation of the Compliance Operating Model in line with the Compliance Management System</span></span> <span lang="EN-US" style="font-size:12.0pt"><span style="color:#222222">Policy</span></span></span></span></span></span></span></li> <li style="margin-right:2px; text-align:justify; margin-bottom:11px"><span style="font-size:11pt"><span style="background:white"><span style="line-height:normal"><span style="tab-stops:list 36.0pt"><span style="font-family:Calibri,sans-serif"><span lang="EN-US" style="font-size:12.0pt"><span style="color:#222222">Advising on maintaining the AML/CTF &amp; International Sanctions Control framework and undertaking his/her</span></span> <span lang="EN-US" style="font-size:12.0pt"><span style="color:#222222">responsibilities as AFCO/MLRO</span></span></span></span></span></span></span></li> <li style="margin-right:2px; text-align:justify; margin-bottom:11px"><span style="font-size:11pt"><span style="background:white"><span style="line-height:normal"><span style="tab-stops:list 36.0pt"><span style="font-family:Calibri,sans-serif"><span lang="EN-US" style="font-size:12.0pt"><span style="color:#222222">Provide training and support on compliance related topics to staff and management in line with the Annual Compliance Plan and Annual AFC Plan</span></span></span></span></span></span></span></li> <li style="margin-right:2px; text-align:justify; margin-bottom:11px"><span style="font-size:11pt"><span style="background:white"><span style="line-height:normal"><span style="tab-stops:list 36.0pt"><span style="font-family:Calibri,sans-serif"><span lang="EN-US" style="font-size:12.0pt"><span style="color:#222222">Ensure the adequate implementation of the Group Compliance policies in the entity</span></span></span></span></span></span></span></li> <li style="margin-right:2px; text-align:justify; margin-bottom:11px"><span style="font-size:11pt"><span style="background:white"><span style="line-height:normal"><span style="tab-stops:list 36.0pt"><span style="font-family:Calibri,sans-serif"><span lang="EN-US" style="font-size:12.0pt"><span style="color:#222222">Maintain the relationship with the local Regulator/Authority and ensure request and enquires are met</span></span></span></span></span></span></span></li> <li style="margin-right:2px; text-align:justify; margin-bottom:11px"><span style="font-size:11pt"><span style="background:white"><span style="line-height:normal"><span style="tab-stops:list 36.0pt"><span style="font-family:Calibri,sans-serif"><span lang="EN-US" style="font-size:12.0pt"><span style="color:#222222">Ensure Compliance / AFC function is adequately staffed in terms of numbers and necessary skillsets</span></span></span></span></span></span></span></li> </ul> <p style="margin-bottom:11px">&nbsp;</p>