Compliance Manager | Scrabble & Jigsaw
Posted on October 8, 2024
Job Description
<ul>
<li class="normal"><span style="font-size:11pt"><span style="line-height:115%"><span style="font-family:Arial,"sans-serif""><span style="font-size:10.0pt"><span style="line-height:115%">Assisting in formulating compliance policies.</span></span></span></span></span></li>
<li class="normal"><span style="font-size:11pt"><span style="line-height:115%"><span style="font-family:Arial,"sans-serif""><span style="font-size:10.0pt"><span style="line-height:115%">Formulate a compliance database.</span></span></span></span></span></li>
<li class="normal"><span style="font-size:11pt"><span style="line-height:115%"><span style="font-family:Arial,"sans-serif""><span style="font-size:10.0pt"><span style="line-height:115%">Reviewing marketing material in line with the applicable regulations.</span></span></span></span></span></li>
<li class="normal"><span style="font-size:11pt"><span style="line-height:115%"><span style="font-family:Arial,"sans-serif""><span style="font-size:10.0pt"><span style="line-height:115%">Liaise with regulatory authority, seeking approvals from required regulatory authorities.</span></span></span></span></span></li>
<li class="normal"><span style="font-size:11pt"><span style="line-height:115%"><span style="font-family:Arial,"sans-serif""><span style="font-size:10.0pt"><span style="line-height:115%">To review, analyse SEBI notifications, orders circulars etc and provide impacting business.</span></span></span></span></span></li>
<li class="normal"><span style="font-size:11pt"><span style="line-height:115%"><span style="font-family:Arial,"sans-serif""><span style="font-size:10.0pt"><span style="line-height:115%">Training new hires.</span></span></span></span></span></li>
<li class="normal"><span style="font-size:11pt"><span style="line-height:115%"><span style="font-family:Arial,"sans-serif""><span style="font-size:10.0pt"><span style="line-height:115%">Assist in building Compliance processes and presentations.</span></span></span></span></span></li>
<li class="normal"><span style="font-size:11pt"><span style="line-height:115%"><span style="font-family:Arial,"sans-serif""><span style="font-size:10.0pt"><span style="line-height:115%">Ensuring submission of regulatory returns.</span></span></span></span></span></li>
<li class="normal"><span style="font-size:11pt"><span style="line-height:115%"><span style="font-family:Arial,"sans-serif""><span style="font-size:10.0pt"><span style="line-height:115%">Liaising with internal audit / Regulators - on compliance reviews and inspections.</span></span></span></span></span></li>
</ul>