Interpreting and executing compliance regarding all Venture Capital Funds (VCF) /

 

Alternative Investment Funds (AIF) documents

 

B. SEBI reporting for VCF / AIF

 

C. Review and compliances regarding the Private Placement Memorandum (PPM) of

 

AIFs/VCFs

 

D. Any other related RBI / other government compliances such as: InVi reporting, FCTRS reporting and FLA Reporting

 

E. Assist in all audits such as PPM Audit, Internal and Statutory Audits

 

F. Monitor applicable compliance and document requirements for foreign Limited

 

Partners

 

G. Get necessary regulatory registrations such as SCORES, CKYC, KRA, LEI, FATCA,

 

FLA, RBI - FIRMS Portal for InVi and FC-TRS

 

H. Assist in the drafting and reviewing of applications and other liaisoning and

 

communications with SEBI, RBI, trustee, investors or other applicable stakeholders for AIFs/VCFs

 

I. Assistance on investor due diligence: AML/KYC checks, FATCA compliances etc.

 

J. Compliance with investment and exit process as per internal policies

 

K. Coordinating with lawyers, Investment Team, Fund Administration Team, portfolio

 

companies, investors etc. for investments, post investments, and exit processes

 

L. Preparing / Reviewing requisite board resolution or other required documents

 

M. Obtain/update DSC, DIN for authorised signatories, nominee directors

 

N. Undertake the applicable Companies Act compliances such as DIR-3 KYC, MBP-1,

 

DIR-8, DIR-2, etc. for Directors

 

O. Keep updated on regulatory changes for AIFs / VCFs and ensure compliance and

 

adherence of the same