<ul> <li style="margin-bottom:13px"><span style="font-size:11pt"><span style="line-height:normal"><span style="tab-stops:list .5in"><span style="font-family:Calibri,&quot;sans-serif&quot;">Ensuring compliances with SEBI under the Portfolio Manager, Alternate Investment Fund, FII Rules &amp; Regulations, FEMA, Anti Money Laundering laws and KYC requirements and ensuring that the procedures are followed and regularly reviewed. </span></span></span></span></li> <li style="margin-bottom:13px"><span style="font-size:11pt"><span style="line-height:normal"><span style="tab-stops:list .5in"><span style="font-family:Calibri,&quot;sans-serif&quot;">Ensuring secretarial compliances under the Companies Act, 1956 and such other statutes, regulations and guidelines as required and developing good corporate governance practices for the companies. Arranging board/general meetings and prepare minutes thereof. Follow-up on matters where required to ensure that the decisions of the board are implemented</span></span></span></span></li> <li style="margin-bottom:13px"><span style="font-size:11pt"><span style="line-height:normal"><span style="tab-stops:list .5in"><span style="font-family:Calibri,&quot;sans-serif&quot;">Drafting and finalizing agreements, documentation with clients and other service providers. Attending to other legal matters of the group.</span></span></span></span></li> <li style="margin-bottom:13px"><span style="font-size:11pt"><span style="line-height:normal"><span style="tab-stops:list .5in"><span style="font-family:Calibri,&quot;sans-serif&quot;">Maintenance of secretarial records, statutory books and registers and handling statutory &amp; internal audits. Responding to inspections, regulatory and audit queries as the principal point of contact</span></span></span></span></li> <li style="margin-bottom:13px"><span style="font-size:11pt"><span style="line-height:normal"><span style="tab-stops:list .5in"><span style="font-family:Calibri,&quot;sans-serif&quot;">Preparation, filing and registering forms, returns, applications or other documentation as required by and on behalf of the companies </span></span></span></span></li> <li style="margin-bottom:13px"><span style="font-size:11pt"><span style="line-height:normal"><span style="tab-stops:list .5in"><span style="font-family:Calibri,&quot;sans-serif&quot;">Handling special assignment relating to Business initiatives to the extent impacting Compliance and Legal affairs. </span></span></span></span></li> <li style="margin-bottom:13px"><span style="font-size:11pt"><span style="line-height:normal"><span style="tab-stops:list .5in"><span style="font-family:Calibri,&quot;sans-serif&quot;">Implementing compliance policies and procedures. Conducting compliance trainings for the employees. Dealing with compliance queries raised by employees of various business divisions</span></span></span></span></li> <li style="margin-bottom:13px"><span style="font-size:11pt"><span style="line-height:normal"><span style="tab-stops:list .5in"><span style="font-family:Calibri,&quot;sans-serif&quot;">Monitoring personal account dealings of the employees. Conducting restricted area access reviews and compliance audits and helping in the Risk management </span></span></span></span></li> <li style="margin-bottom:13px"><span style="font-size:11pt"><span style="line-height:normal"><span style="tab-stops:list .5in"><span style="font-family:Calibri,&quot;sans-serif&quot;">Assisting in fulfilling the registration and licensing requirements of the entities </span></span></span></span></li> <li style="margin-bottom:13px"><span style="font-size:11pt"><span style="line-height:normal"><span style="tab-stops:list .5in"><span style="font-family:Calibri,&quot;sans-serif&quot;">Conducting internal compliance review and monitoring activities, including periodic reviews of departments </span></span></span></span></li> </ul> <span style="font-size:11.0pt"><span style="line-height:115%"><span style="font-family:&quot;Calibri&quot;,&quot;sans-serif&quot;">Assist in d</span></span></span><span lang="EN-IN" style="font-size:11.0pt"><span style="line-height:115%"><span style="font-family:&quot;Calibri&quot;,&quot;sans-serif&quot;">evelop</span></span></span><span style="font-size:11.0pt"><span style="line-height:115%"><span style="font-family:&quot;Calibri&quot;,&quot;sans-serif&quot;">ing</span></span></span><span lang="EN-IN" style="font-size:11.0pt"><span style="line-height:115%"><span style="font-family:&quot;Calibri&quot;,&quot;sans-serif&quot;"> global compliance practices and procedures </span></span></span>