AVP Compliance | Scrabble
Posted on August 2, 2024
Job Description
- Regulatory Compliance
- MIS Reporting to Board of Trustees & AMC
- Regulatory Reporting on behalf of the AMC and Trustees
- Resolving Compliance related issues with department/ Official concerned
- Registration / Renewal of licenses with Regulatory Authority
- Handling Internal and Statutory audit requirements pertaining to the function and supporting the Compliance officer in handling SEBI Inspection
- Streamlining processes and documents as per compliance requirements
- Legal work covering drafting/perusing of various Agreements, documents, Investor Complaints and Arbitrations, etc.
- Organizational Level training on Compliance requirements
- Adhering to various Regulatory requirements
- Reviewing Marketing materials
- Monitoring of PMLA requirements