Role Overview:
This is a Co-Head Compliance role responsible for driving the compliance framework across the AMC’s Mutual Fund, PMS, AIF, and Offshore operations. The role ensures full regulatory adherence to SEBI and global standards, fostering a strong culture of compliance and corporate governance across domestic and international entities.

Key Responsibilities:

• Lead and manage the overall compliance function for Mutual Fund, PMS, AIF, and Offshore businesses.
• Oversee regulatory compliance for operations in GIFT City and ensure alignment with IFSCA regulations and reporting requirements.
• Manage offshore fund compliance, including coordination with international custodians, trustees, and global regulators.
• Draft, review, and file Scheme Information Documents (SIDs) and related submissions with SEBI; manage approvals and ensure accuracy of disclosures.
• Actively participate in Board and Committee meetings, presenting compliance updates, risk observations, and regulatory insights.
• Ensure timely dissemination and implementation of SEBI/AMFI/IFSCA circulars and continuous monitoring of compliance obligations.
• Handle SEBI inspections, internal audits, and regulatory reviews with a proactive and solution-oriented approach.
• Manage periodic and ad-hoc filings with SEBI, AMFI, FIU, RBI, and other relevant authorities, including under PMLA.
• Vet marketing, digital, and investor communication materials as per SEBI’s advertisement code and ensure filings.
• Oversee policy creation, updates, and implementation of new compliance frameworks.
• Conduct periodic training for investment, operations, and sales teams on regulatory compliance and internal controls.

Key Pre-requisites:
• 15+ years of experience in regulatory compliance within the Asset Management / Mutual Fund industry.
• Deep understanding of SEBI, AMFI, and IFSCA regulations and AMC compliance frameworks.
• Proven expertise in Mutual Fund, AIF, PMS, and Offshore compliance.
• Strong experience in managing regulatory inspections, audits, and correspondence with SEBI and global regulators.
• Exceptional stakeholder management and governance reporting capabilities.
• Strategic mindset with hands-on ability to build and strengthen compliance culture across business lines.