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Head- Legal & Compliance | Scrabble

Posted on July 15, 2024

Job Description

Interpreting and executing compliance regarding all Venture Capital Funds (VCF) /

<p>&nbsp;</p> Alternative Investment Funds (AIF) documents <p>&nbsp;</p> B. SEBI reporting for VCF / AIF <p>&nbsp;</p> C. Review and compliances regarding the Private Placement Memorandum (PPM) of <p>&nbsp;</p> AIFs/VCFs <p>&nbsp;</p> D. Any other related RBI / other government compliances such as: InVi reporting, FCTRS reporting and FLA Reporting <p>&nbsp;</p> E. Assist in all audits such as PPM Audit, Internal and Statutory Audits <p>&nbsp;</p> F. Monitor applicable compliance and document requirements for foreign Limited <p>&nbsp;</p> Partners <p>&nbsp;</p> G. Get necessary regulatory registrations such as SCORES, CKYC, KRA, LEI, FATCA, <p>&nbsp;</p> FLA, RBI - FIRMS Portal for InVi and FC-TRS <p>&nbsp;</p> H. Assist in the drafting and reviewing of applications and other liaisoning and <p>&nbsp;</p> communications with SEBI, RBI, trustee, investors or other applicable stakeholders for AIFs/VCFs <p>&nbsp;</p> I. Assistance on investor due diligence: AML/KYC checks, FATCA compliances etc. <p>&nbsp;</p> J. Compliance with investment and exit process as per internal policies <p>&nbsp;</p> K. Coordinating with lawyers, Investment Team, Fund Administration Team, portfolio <p>&nbsp;</p> companies, investors etc. for investments, post investments, and exit processes <p>&nbsp;</p> L. Preparing / Reviewing requisite board resolution or other required documents <p>&nbsp;</p> M. Obtain/update DSC, DIN for authorised signatories, nominee directors <p>&nbsp;</p> N. Undertake the applicable Companies Act compliances such as DIR-3 KYC, MBP-1, <p>&nbsp;</p> DIR-8, DIR-2, etc. for Directors <p>&nbsp;</p> O. Keep updated on regulatory changes for AIFs / VCFs and ensure compliance and <p>&nbsp;</p> adherence of the same<br /> &nbsp;
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