Head- Legal & Compliance | Scrabble
Posted on July 15, 2024
Job Description
Interpreting and executing compliance regarding all Venture Capital Funds (VCF) /
<p> </p> Alternative Investment Funds (AIF) documents <p> </p> B. SEBI reporting for VCF / AIF <p> </p> C. Review and compliances regarding the Private Placement Memorandum (PPM) of <p> </p> AIFs/VCFs <p> </p> D. Any other related RBI / other government compliances such as: InVi reporting, FCTRS reporting and FLA Reporting <p> </p> E. Assist in all audits such as PPM Audit, Internal and Statutory Audits <p> </p> F. Monitor applicable compliance and document requirements for foreign Limited <p> </p> Partners <p> </p> G. Get necessary regulatory registrations such as SCORES, CKYC, KRA, LEI, FATCA, <p> </p> FLA, RBI - FIRMS Portal for InVi and FC-TRS <p> </p> H. Assist in the drafting and reviewing of applications and other liaisoning and <p> </p> communications with SEBI, RBI, trustee, investors or other applicable stakeholders for AIFs/VCFs <p> </p> I. Assistance on investor due diligence: AML/KYC checks, FATCA compliances etc. <p> </p> J. Compliance with investment and exit process as per internal policies <p> </p> K. Coordinating with lawyers, Investment Team, Fund Administration Team, portfolio <p> </p> companies, investors etc. for investments, post investments, and exit processes <p> </p> L. Preparing / Reviewing requisite board resolution or other required documents <p> </p> M. Obtain/update DSC, DIN for authorised signatories, nominee directors <p> </p> N. Undertake the applicable Companies Act compliances such as DIR-3 KYC, MBP-1, <p> </p> DIR-8, DIR-2, etc. for Directors <p> </p> O. Keep updated on regulatory changes for AIFs / VCFs and ensure compliance and <p> </p> adherence of the same<br />