VP/AVP - Compliance:
The incumbent must have 9-10 years of experience in compliance within the financial services sector, preferably with exposure to Mutual Funds, AIFs, PMS, or other SEBI-regulated entities.
A strong understanding of SEBI regulations, risk and compliance frameworks, internal controls, and regulatory reporting requirements is essential.
The role requires proven experience in liaising with regulators, handling inspections/audits, and ensuring enterprise-wide adherence to compliance policies.
The candidate should also possess the ability to advise business and investment teams on the regulatory implications of new products and strategies.
It will be reporting to the Head - Finance and Operations, Mehul Shah and it is an individual contributor role