<div>Key Accountabilities&nbsp;<br /> &bull; Managing and Undertaking Compliance Function of the Company- An NBFC-SI regulated by various&nbsp;<br /> regulators specifically RBI, IRDAI, MCA etc.<br /> &bull; Represent company for submissions before the regulators including RBI inspections, audits, NBFC-O&nbsp;<br /> meetings, Industry Forums etc.<br /> &bull; Monitor and advise on entire compliance activities of the company executed by other functions and&nbsp;<br /> external agencies including for Secretarial, Human Resource, Nodal Office, Risk &amp; Audit<br /> &bull; Custodian of Compliance related policies of Company and contribute in building automation and&nbsp;<br /> efficacy in implementing best regulatory practices into policies<br /> &bull; To ensure filing of reports/returns as per extant regulations applicable to the company<br /> &bull; To conduct periodic assessment of the compliance risk and to develop risk oriented activity plan for&nbsp;<br /> compliance assessment<br /> &bull; To monitor, periodically test compliance and prepare for various audits and inspections as per&nbsp;<br /> regulatory requirements<br /> &bull; To examine sustenance of compliance as an integral part of compliance testing and compliance&nbsp;<br /> assessment exercise<br /> &bull; To ensure compliance of supervisory observations made by the Regulators viz. RBI , IRDAI and/or any&nbsp;<br /> other directions in both letter and spirit in a time bound and sustainable manner<br /> &bull; Ensuring Compliances and solutions are in line with the SARFAESI Act</div> <div>&nbsp;</div> <div>Required Experience&nbsp;<br /> &bull; 10-12 years of experience in managing compliance function in BFSI with over 5 years of experience in&nbsp;<br /> NBFC-SI compliances regulated by RBI and IRDAI (corporate agent)&nbsp;<br /> &bull; Experience with listed NBFC-SI will be an added advantage<br /> Required Qualification<br /> &bull; Bachelors or Masters in any discipline with good academic record&nbsp;<br /> &bull; Company Secretary Professional Examination is desirable&nbsp;<br /> &bull; Completion of IRDA certification for Principal Officer<br /> &bull; Completion of Securities Intermediaries Compliance Certification would be an added advantage</div>