Role Description:

We are recruiting for a versatile PMS Compliance Officer to ensure high standards of compliance and corporate governance:

• Lead end-to-end compliance processes and liaising across SEBI, RoC, and other regulatory bodies, including for initial PMS license procurement
• Proactively anticipate regulatory changes and adapt compliance processes ahead of formal announcements
• Undertake the responsibilities of our designated company secretary
• Coordinate closely with external CA, legal advisors, and internal stakeholders to uphold impeccable corporate governance
• Manage internal financial operations

Preferred Background:

• Experience: 3+ years in compliance and operations for a SEBI-registered PMS, with a track record of successfully navigating regulatory audits
• Education: Qualifications in CS (eligible to be the designated CS)
• Versatility: Enthusiastic about proactively taking ownership of diverse responsibilities across compliance and operations
• Bonus: Zero-to-one experience at fintech startups and interest in staying fluent in modern AI tools