Job Description – Junior Compliance Officer Particulars Details Job Title Junior Compliance Officer Job Role Team Member Job Summary: We are looking for an experienced Compliance Manager to oversee and coordinate our compliance functions as per RBI NBFC guidelines. Responsibilities include managing compliance tasks, coordinating board and committee meetings, ensuring adherence to PMLA guidelines, and handling statutory audits. The role also involves maintaining statutory records and managing various regulatory filings. Sector: Capital Markets Location: Mumbai No of Positions: 1 Reporting into: CCO & Company Secretary Experience : Range of 3 to 5 years Educational Qualifications CS (mandatory) + LLB (optional) Key Responsibilities • Compliance Management: Ensure compliance with RBI NBFC and PMLA guidelines, manage audits, and maintain statutory records. • Meeting Coordination: Assist in managing board and committee meetings, including drafting agendas and minutes. • Regulatory Filings: File periodic reports with RBI, handle ROCMumbai/MCA filings, manage SEBI filings on BSE portals, and ensure listing compliance for Commercial Papers (CPs). • Audit Interactions: Share data with auditors, interact with statutory/internal authorities, and support functions related to SEBI, BSE, NSDL/CDSL, and RBI. • CSR Compliance: Handle CSR compliances and interact with implementing agencies. Key Requirements • Attention to detail and high accuracy. • Ability to work independently and in teams. • Strong analytical and problem-solving skills. • Proficiency in compliance and audit management software • Experience with RBI inspections and regulatory interactions.