Job Discription:

1. Manager Central Compliance (AVP Garde )

He/she will be responsible for ensuring that organisational and business processes are in compliance with regulatory requirement. It requires that monthly , quarterly and yearly compliance reporting as required by the regulator ( NHB/RBI) are procured from various functions and validated before  submitting as per time line prescribed by regulator. He/she Coordinates and support the preparation of Company’s response to regulator meetings, monitor and track regulator’s supervisory expectation to ensure that all committed obligations are fulfilled timely.

• Experience & Educational qualification required:
• Analytical thinking and ability
• Strong communication skills
• Understanding of Legal requirements
• Strategic thinking

2 Manager Regulatory Liaison ( Sr Manager Grade )

His/her job is to ensure that the company’s activities comply with government regulations. He/she Serves as a liaison between regulatory bodies and operating divisions of the company. He/she helps the HOD in all kinds liaisoning work with relationship building with regularity teams.

He/she Coordinates and support the preparation of Company’s response to regulator meetings, monitor and track regulator’s supervisory expectation to ensure that all committed obligations are fulfilled timely.

• Experience & Educational qualification required:
• At least a Bachelor's degree or above.
• Degree in any discipline with at least 5 years of experience in Compliance related work in Fianance industry or regulatory agencies.
• Diploma in ICA or professional Compliance certifications will be an added advantage.
• Compliance experience from an Insurer, Banks or Financial Adviser will be advantageous.
• Analytical and good with data with strong problem solving skills.
• Self-motivated and independent individual.
• Must be proficient in MS Office and applications.