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Compliance Manager | Scrabble & Jigsaw

Posted on April 28, 2024

Job Description

To prepare and review various Compliance reports for submission to Board and SEBI. To review advertisement and marketing communication to check compliance with Advertisement Guidelines. To coordinate and review periodic data required by SEBI, AMFI and RBI. To work on regulatory reports for submission to SEBI, AMFI and RBI. To keep updated on regulatory changes and provide guidance to internal stakeholders. To work on scheme related documents like Scheme Information Documents, Key Information Memorandums and Statement of Additional Information. To coordinate and prepare data & information required for SEBI Inspection, Statutory Audit of MF & AMC and Internal Audit. To oversee compliance with Employee Dealing Guidelines, Code of Conduct and undertake review of transactions as per PMLA Regulations. To prepare and coordinate for release of statutory notices and addenda. To oversee compliance with internal Bandhan AMC policies. To draft, review and oversee execution of legal agreements.

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