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Senior Manager - Compliance | Scrabble

Posted on July 7, 2023

Job Description

<div><b>Role: Compliance</b></div> <div>Designation: Senior Manager</div> <div>Reporting to: Head of Compliance ( Harish Kumar)</div> <div>Team Size: IC role</div> <div>New/Replacement Role: New role ( addition to the team)</div> <div>&nbsp;</div> <div><b>Brief background about the role</b></div> <div>- The incumbent must have relevant experience in handling SEBI compliance ( handling RBI compliance is an added advantage)</div> <div>- Must have a min experience of 5 to 6 years of handling SEBI reporting ( mutual fund background is preferred)</div> <div>-&nbsp; If not from Mutual fund experience then someone who can understand the Mutual fund compliances in respect&nbsp;to SEBI.</div> <div>- Knowledge about legal and compliance&nbsp;is a must. This role will be second in command to the compliance officer.&nbsp;</div> <div>&nbsp;</div> <div>&nbsp;</div> <div>&nbsp; <div> <div> <div> <div><b>Sourcing:</b>&nbsp;</div> <div>Likely candidate from Mutual fund companies or if not then wealth, broking, and securities who can manage mutual fund compliance.&nbsp;</div> <div>&nbsp;</div> <div><b>Compensation:</b></div> <div>upto 30 Lacs</div> <div>&nbsp;</div> <div><b>Education:</b></div> <div>CS is must</div> <div>&nbsp;</div> <div>&nbsp;</div> <div>Kindly share the JD once you have compiled it. Please add any information you see fit in case I have missed out.&nbsp;</div> </div> </div> </div> </div>
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