Senior Manager - Compliance | Scrabble
Posted on July 7, 2023
Job Description
<div><b>Role: Compliance</b></div>
<div>Designation: Senior Manager</div>
<div>Reporting to: Head of Compliance ( Harish Kumar)</div>
<div>Team Size: IC role</div>
<div>New/Replacement Role: New role ( addition to the team)</div>
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<div><b>Brief background about the role</b></div>
<div>- The incumbent must have relevant experience in handling SEBI compliance ( handling RBI compliance is an added advantage)</div>
<div>- Must have a min experience of 5 to 6 years of handling SEBI reporting ( mutual fund background is preferred)</div>
<div>- If not from Mutual fund experience then someone who can understand the Mutual fund compliances in respect to SEBI.</div>
<div>- Knowledge about legal and compliance is a must. This role will be second in command to the compliance officer. </div>
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<div><b>Sourcing:</b> </div>
<div>Likely candidate from Mutual fund companies or if not then wealth, broking, and securities who can manage mutual fund compliance. </div>
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<div><b>Compensation:</b></div>
<div>upto 30 Lacs</div>
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<div><b>Education:</b></div>
<div>CS is must</div>
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<div>Kindly share the JD once you have compiled it. Please add any information you see fit in case I have missed out. </div>
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