Key Responsibilities:
 Lead and manage the overall compliance function for Mutual Fund, PMS, AIF, and
Offshore businesses.
 Oversee regulatory compliance for operations in GIFT City and ensure alignment
with IFSCA regulations and reporting requirements.
 Manage offshore fund compliance, including coordination with international
custodians, trustees, and global regulators.
 Draft, review, and file Scheme Information Documents (SIDs) and related
submissions with SEBI; manage approvals and ensure accuracy of disclosures.
 Actively participate in Board and Committee meetings, presenting compliance
updates, risk observations, and regulatory insights.
 Ensure timely dissemination and implementation of SEBI/AMFI/IFSCA circulars and
continuous monitoring of compliance obligations.
 Handle SEBI inspections, internal audits, and regulatory reviews with a proactive and
solution-oriented approach.
 Manage periodic and ad-hoc filings with SEBI, AMFI, FIU, RBI, and other relevant
authorities, including under PMLA.
 Vet marketing, digital, and investor communication materials as per SEBI’s
advertisement code and ensure filings.
 Oversee policy creation, updates, and implementation of new compliance
frameworks.
 Conduct periodic training for investment, operations, and sales teams on regulatory
compliance and internal controls.